Clear Street Disclosures and Regulatory Resources

Products and services are offered by Clear Street LLC, a broker-dealer that is a member of FINRA and SIPC, and a futures commission merchant registered with the CFTC and a member of the NFA. This page explains where to find Clear Street's regulatory disclosures, how to check our registrations, and how to submit a complaint or legal notice.

Where to find Clear Street's disclosures

Regulatory disclosures: disclosures for each Clear Street entity, the privacy notice, and the electronic communications disclaimer.
Clear Street LLC disclosures: the Customer Relationship Summary (Form CRS), Clear Street's customer disclosures document, Rule 605 and 606 order routing reports, and statements of financial condition.
Privacy notice: how Clear Street collects, uses, and protects your personal information.

Check Clear Street's registrations

FINRA BrokerCheck: Clear Street LLC's broker-dealer registration and its Customer Relationship Summary.
NFA BASIC: Clear Street LLC's futures registration and NFA membership.
SIPC: how SIPC protection works for customers of member firms.

How to submit a complaint

To submit a complaint, contact Support from the Support area in the Clear Street platform. Describe the issue and include any relevant dates, symbols, or order details. Your complaint is routed to the appropriate team for review.

If you can't sign in to the platform, see 📄 How to Contact Clear Street Support for other ways to reach us.

Legal notices and compliance requests

Send legal notices, regulatory correspondence, subpoenas, and requests for a compliance contact through the Support area in the platform. They are routed to the appropriate team. If you are not a Clear Street client or can't sign in, use the contact options in 📄 How to Contact Clear Street Support.